Built on accountability
When reporting is clear and execution is documented, firms can move faster with confidence. Fundment gives advisers the oversight and audit trails they need to deliver advice accurately and consistently.
Reporting & Performance
With reporting, performance data, and portfolio insight all in a single connected system, advisers have the clarity to act quickly and communicate clearly.
Ex‑post costs and charges reports in PDF or Excel for any 12‑month period.
Portfolio X‑ray for DFM and MPS reviews.
Real‑time positions and instant factsheets for custom indexing.
Drawdown views at account or sub-account level, with bespoke income projections.
Compliance and audit
Instructions are captured automatically. Allowing advisers to see what happened, when, who authorised it, and how it was executed.
DocuSign approvals, amendment histories, and change logs stored in‑platform.
Full drawdown audit trail: instructions, income amounts, tax codes, payment dates.
Compliance embedded across operations, with FCA changes integrated quickly.
Independent GAA oversight via ZEDRA Governance Ltd.
Unified and compliant
File checks are made simple with real‑time records while we’ve always got one eye on regulatory developments.
Every action logged. Every review easier.
Fundment stores all client activity – transactions, fees, performance and instructions – in one place across wrappers. With in‑house custody and a unified infrastructure, you avoid reconciliation headaches and data gaps, making file checks easier and reviews smoother.
Regulatory confidence built into everything
Fundment is built around the UK regulatory environment, with in‑house wrappers, secure UK data storage, disaster recovery and strong encryption. Frequent releases keep you aligned with regulatory updates without slowing your work.
FAQs
Compliance is embedded very strongly within the Fundment organisation. The Compliance Officer reports to our board and contributes to the culture of our firm. The compliance function is built-in to product development, financial promotions, and every key part of our processes.
We have embedded an ongoing approach to regulation that enables us to integrate any emerging FCA changes swiftly. We monitor and continue to review the risks inherent in our business activity with a clear escalation route outlined.
Ultimately, compliance is everyone's responsibility at Fundment and our staff undertake periodic training on AML, personal trading, etc. in line with regulatory requirements.
Operate with certainty
Fundment gives advisers the infrastructure to deliver advice accurately, consistently, and at scale. Get ready to move faster with Fundment.
Book a demo